Section 203 of the United States Code voids an assignment of a claim against the Government unless made after it has been allowed, the amount due has been ascertained, and a warrant for its payment has been issued.

Section 203 of the United States Code has been interpreted as not applying to claims against the Government transferred in tax-free reorganizations.

In the United States, for example, it is a violation of Section 203 ( a )( 3 )( A ) of the 1990 Clean Air Act for a vehicle repair shop to remove a converter from a vehicle, or cause a converter to be removed from a vehicle, except in order to replace it with another converter., and Section 203 ( a )( 3 )( B ) makes it illegal for any person to sell or to install any part that would bypass, defeat, or render inoperative any emission control system, device, or design element.

The lottery is administered on an annual basis by the Department of State and conducted under the terms of Section 203 ( c ) of the Immigration and Nationality Act ( INA ).

Some time before October 10, 2007, Government House ( the governor's mansion ) in Annapolis ceased to display the cross bottony at the top of the flag pole, but the flags at the State House continue to do so ( adhering to Maryland Code Section 13-202 and 203 ).

The question it presented was whether Section 204 ( g ) of the Employee Retirement Income Security Act contradicts Section 203 ( a )( 3 )( B ).

Section 203 amended Chapter 39 of title 18 ().

Section 203 of UMRA is a bit more extensive in that it applies to all regulatory requirements that significantly affect small governments, and requires federal agencies to provide notice of the requirements to the government ( s ), enable the officials of the government ( s ) to provide their input on the mandate, and inform and educate the government ( s ) on the requirements for implementation of the mandate.

Section 202 deals with Nicaraguans (~ 95 % of Section 202 beneficiaries ) and Cubans (~ 5 %), whereas Section 203 deals with Salvadorans (~ 65 % of Sec.

* Immigration Through the Nicaraguan Adjustment and Central American Relief Act ( NACARA ) Section 203

Assistance is available for speakers of the language who wish to vote in elections in Imperial County, California and Yuma County, Arizona, under Section 203 of the Voting Rights Act.

During the Red Scare of 1918 – 19, in response to the 1919 anarchist bombings aimed at prominent government officials and businessman, U. S. Attorney General A. Mitchell Palmer, supported by J. Edgar Hoover, then head of the Justice Department's Enemy Aliens Registration Section, used the Sedition Act, a 1918 amendment to the Espionage Act, to deport several hundred foreign citizens, including Emma Goldman, to the Soviet Union on a ship the press called the " Soviet Ark ".

Section 56 ( 1 ) of the Registration of Births, Deaths and Marriages ( Scotland ) Act 1965 ( as amended ) contains the definition that :-

During World War II, he worked for the Federal government at the Office of Price Administration ( 1942 – 1945 ) and the United States Department of Justice's Foreign Agents Registration Section ( 1945 – 1948 ).

In India, a social enterprise may be a non-profit Non-governmental organization ( NGO ), often registered as a Society under Indian Societies Registration Act, 1860, a Trust registered under various Indian State Trust Acts or a Section 25 Company registered under Indian Companies Act, 1956.

The two primary exemptions in the Investment Company Act of 1940 that hedge funds relied on were ( a ) Section 3 ( c ) 1 which restricts funds to 100 or fewer investors and ( b ) Section 3 ( c ) 7, which requires all investors to meet a " qualified purchaser " criterion.

This regulation is set out under Section 205 ( b ) of the Investment Advisers Act of 1940, which limits performance fees to so-called " fulcrum fees ".

The proposed changes would stipulate that an " accredited natural person " must be both " accredited investors " under the existing standards and also own not less than $ 2. 5 million in investments ( as currently defined in the Investment Company Act for purposes of the Section 3 ( c )( 7 ) exemption ) on the date an investment is made.

* Section 205 Investment Advisory Contracts

* Section 206 Prohibited Transactions by Investment Advisers

* State Regulation of Investment Advisers ( Section 222 )

Registered Investment Companies generally comply with the limitations detailed in Section 28 ( e ) of the Securities Exchange Act of 1934 but hedge funds, which are generally not registered, are not subject to the limitations of Section 28 ( e ) and thus the client commissions are not necessarily used for the direct benefit of the client.

* A Hicks, ‘ The Trustee Act 2000 and the Modern Meaning of ' Investment ’ ( 2001 ) 15 ( 4 ) Trust Law International 203

The Board's published Income and Expenditure Statement for the year ended 31 December 2011 showed a Total operating income of £ 2, 962, 329 as the sum of Registration and retention fees £ 2, 733, 178 + Prescribed examinations £ 171, 312 + ( reinstatement ) Penalties and sundry receipts £ 22, 564 + Sales of the register of architects ( actually, copies of ) £ 1, 480 + Investment income £ 33, 795.

Registration of Investment Companies.

Before the Dodd-Frank Act made registration mandatory for hedge fund advisers with more than US $ 150 million in assets under management, hedge funds were primarily regulated through their managers or advisers, under the anti-fraud provisions of the Investment Advisers Act of 1940.

For SEC registered hedge fund advisers to charge an incentive or performance fee, the investors in the funds must be " qualified clients " as defined in the Investment Advisers Act of 1940 Rule 205 – 3.

In December 2004, the SEC issued a rule change that required most hedge fund advisers to register with the SEC by February 1, 2006, as investment advisers under the Investment Advisers Act.

Previous exemptions from registration provided under the Investment Advisers Act of 1940 will no longer apply to most hedge fund advisers.

In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes – Oxley Act of 2002 and other statutes.

They are: the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes – Oxley Act of 2002 and most recently the Credit Rating Agency Reform Act of 2006.

# REDIRECT Investment Advisers Act of 1940

The act was introduced in the Senate on August 5, 2010 as S. 3717 and given the name " A bill to amend the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to provide for certain disclosures under section 552 of title 5, United States Code, ( commonly referred to as the Freedom of Information Act ), and for other purposes.

The anti-fraud provisions of the Investment Advisers Act of 1940 and most state laws impose a duty on IAs to act as fiduciaries in dealings with their clients.

Along with the Securities Exchange Act of 1934 and Investment Advisers Act of 1940, and extensive rules issued by the Securities and Exchange Commission, it forms the backbone of United States financial regulation.

* Investment Advisers Act of 1940, 15 U. S. C.

The Investment Advisers Act of 1940, codified at through, is a United States federal law that was created to regulate the actions of investment advisers ( also spelled " advisors ") as defined by the law.

The Investment Advisers Act ( IAA ) was passed in 1940 in order to monitor those who, for a fee, advise people, pension funds, and institutions on investment matters.

The thrust of this study, which led to the passage of the Investment Company Act of 1940 and the Investment Advisers Act, was to provide a closer look at investment trusts and investment companies.

The IAA mandated that all persons and firms receiving compensation for serving as investment advisers must register with the SEC ( this requirement was altered somewhat with the passage of the Investment Advisers Supervision Coordination Act of 1996 ).

Title III of this bill, known as the Investment Advisers Supervision Coordination Act ( IASCA ) changed the registration criteria of the IAA.

Read more: Investment Advisers Act of 1940 http :// www. referenceforbusiness. com / encyclopedia / Int-Jun / Investment-Advisers-Act-of-1940. html # ixzz1dfQ4ZQXJ