According to the SEC, Aon ’ s subsidiaries made improper payments of over $ 3. 6 million to government officials and third party facilitators in Costa Rica, Egypt, Vietnam, Indonesia, the United Arab Emirates, Myanmar and Bangladesh, between 1983 and 2007, in order to obtain and retain insurance contracts.

According to SiriusXM, the SEC will not be included as part of the " Best of XM " package deal for Sirius customers.

According to U. S. Securities and Exchange Commission ( SEC ), Stewart avoided a loss of $ 45, 673 by selling all 3, 928 shares of her ImClone Systems stock on December 27, 2001, after receiving material, nonpublic information from Peter Bacanovic, who was Stewart's broker at Merrill Lynch.

According to professor Frank Partnoy, the regulation of CRAs by the Securities and Exchange Commission ( SEC ) and the FED has eliminated competition between CRAs and practically forced market participants to use the services of the three big agencies, Standard and Poor's, Moody's and Fitch.

According to Washington Mutual Inc .' s 2007 SEC filing, the holding company held assets valued at $ 327. 9 billion.

According to an interview with Welch in 2009 this agreement was filed with the SEC.

According to documents filed with the SEC on January 30, 2007, Globalstar's previously identified problems with its S-band amplifiers used on its satellites for two-way communications are occurring at a rate faster than expected, possibly eventually leading to reduced levels of two-way voice and duplex data service in 2008.

According to a WWE SEC filing in March 2008, McMahon's approximate salary in 2007 was $ 677, 125.

According to Playboy Enterprises ' SEC filings, Hefner pays Playboy rent for " that portion of the Playboy Mansion used exclusively for him and his personal guests ' residence as well as the per-unit value of non-business meals, beverages and other benefits received by him and his personal guests ".

According to the SEC, the practice of front-running may constitute insider trading.

According to the Communications Act of 1934, SEC.

According to SEC filings, the division " also operates web sites related to its channel businesses and various other new media businesses, including a video-on-demand offering distributed by various cable operators.

According to the Wall Street Journal, in March 2011, the SEC announced that they weren't confident that they could prove that Lehman Brothers violated US laws in its accounting practices.

According to the SEC, Spacedev promotes itself extensively on the Internet.

According to their latest SEC filing, the Founders of the company resigned from the Board of Directors at the end of October, 2008.

According to the FT " the Securities and Exchange Commission ( SEC ) in the US, the UK's HM Revenue & Customs ( HMRC ), and Companies House in Singapore have begun to require companies to use it, and other regulators are following suit .".

According to recent SEC filings Howard B. Sirota has resigned as trustee, but retains his 20 % voting profits interest.

According to Google SEC filings, Google management is one of their current clients.

According to its filings with the SEC, Urban America Television " is experiencing liquidity needs ", which severely hampered its ability to continue operations.

According to the SEC, " fraudsters often claim or imply that an OTCBB company is a Nasdaq company to mislead investors into thinking that the company is bigger than it is.

According to the company's SEC filings: ... Primus did not maintain effective internal control over financial reporting as of December 31, 2006, due to the material weakness in the Company ’ s internal control over accounting for income taxes ...