In addition, the brokerage industry is supposedly self policed by Self Regulatory Organizations ( SROs ), such as the Financial Industry Regulatory Authority ( FINRA ), formerly the National Association of Securities Dealers ( or NASD ) or the MSRB.

In 1961 Colson founded the law firm of Colson & Morin, which swiftly grew to a Boston and Washington, D. C. presence with the addition of former Securities Exchange Commission chairman Edward Gadsby and former Raytheon Company general counsel Paul Hannah.

In addition, he was an original author of the Private Securities Litigation Reform Act and the Cable Act – bills which went on to become law despite a Presidential veto.

In addition, the Public Company Accounting Oversight Board ( PCAOB ) was created by the Securities and Exchange Commission ( SEC ) for the purpose of overseeing audits.

In an address to the Securities Industry Association in 2004, Sharon Brown-Hruska, acting director of the CFTC, said that 65 of the top 100 hedge funds in 2003 were commodity pools, and 50 out of the 100 largest hedge funds were CTAs in addition to being commodity pools.

In addition, many publications of the U. S. government contain protectable works authored by others ( e. g., patent applications, Securities and Exchange Commission filings, public comments on regulations ), and this rule does not necessarily apply to the creative content of those works.

In addition, while the MSRB sets standards for broker-dealers, banks, and municipal advisors, MSRB rules do not apply to issuers of municipal securities or other municipal entities, which Congress generally exempted from most provisions of the federal securities laws ( such as the Securities Act of 1933, the Securities Exchange Act of 1934 and the Investment Company Act of 1940 ) otherwise applicable to private-sector issuers of corporate and other types of securities.

In addition to passing the General Securities Representative Exam, candidates must pass the Research Analyst Examination ( series 86 / series87 ) in order to publish research for the purpose of selling or promoting publicly traded securities.

In an address to the Securities Industry Association in 2004, Sharon Brown-Hruska, acting director of the CFTC, said that 65 of the top 100 funds in 2003 were commodity pools, and 50 out of the 100 largest hedge funds were CTAs in addition to being commodity pools.

In addition to the restricted stock studies, U. S. publicly traded companies are able to sell stock to offshore investors ( SEC Regulation S, enacted in 1990 ) without registering the shares with the Securities and Exchange Commission.

In addition, new guidance issued by the Securities and Exchange Commission ( SEC ) and PCAOB in 2007 placed increasing scrutiny on top-down risk assessment and included a specific requirement to perform a fraud risk assessment.

In addition, a $ 1 million loan to Mr. Landan in 1999 — which was repaid — did not appear to have been approved in advance by the Board of Directors and was referred to in some of the company's public filings with the Securities and Exchange Commission, but was not clearly disclosed.

In addition to the courses offered in Hanover, Dartmouth offers 57 different off-campus programs, including Foreign Study Programs, Language Study Abroad programs, and Exchange Programs.

After redomiciling to Bermuda in 1984 ahead of the 1997 handover of Hong Kong, in 1990 Jardine Matheson Holdings and four other listed group companies arranged primary share listings on the London Stock Exchange in addition to their Hong Kong listings.

In addition to being an alderman, Kenna ran a saloon, The Workingman's Exchange, located on Clark Street.

In addition to the party-to-party dialogue, de facto governmental dialogue took place via the Straits Exchange Foundation and the Association for Relations Across the Taiwan Straits in June 2008 on the basis of the 1992 Consensus, with the first meeting held in Beijing.

In addition, the other companies include: a daughter company of the Black Red White furniture company ( former Zamojskie Furniture Company ), the Spomasz Zamość SA industrial and metal hardware producer, the SIPMOT agricultural machinery producer ( a branch of the SIPMA Group from Lublin and a branch of Stalprodukt ( former Metalplast )-producer of metal hardware and equipment from Bochnia, listed on the Warsaw Stock Exchange.

In addition, there are special interest users groups such as PhUSE, the independent Pharmaceutical Users Software Exchange, which also hold annual conferences in Europe, and PharmaSUG, also a users group concentrating on the pharmaceutical industry, based in the United States.

In addition, the Law Enforcement Exchange Program ( LEEP ) brings Israeli police and counter-terror officials to the United States for intensive two-day seminars that to date have trained more than 1, 500 law enforcement officers and officials around the U. S. LEEP has also played a life-saving role in training members of the U. S. Marine Corps in how to better protect civilians and soldiers, alike, against the threat of car and suicide bombers in Iraq.

With the addition of the New York Mercantile Exchange ( NYMEX ) the trading and hedging of financial products using futures dwarfs the traditional commodity markets, and plays a major role in the global financial system, trading over $ 1. 5 trillion per day in 2005.

In addition to the Bank of England and Baltic Exchange, there are a number of shops, banks, restaurants and offices located on Threadneedle Street.

In addition, the International Student Exchange Program ( ISEP ) allows students to study at any of over 100 universities on six continents.

The Paterson Globalfoods Institute is a new addition to the Exchange District Campus that is currently under construction and is expected to be completed by January 2013.

In addition to 1815 Massachusetts Avenue ( see Porter Exchange and local " Japantown ", below ), Lesley University also has administrative offices at 815 Somerville Avenue and an auditorium at 1801 Massachusetts Avenue.

In addition to the above mentioned functions, the CBJ has effectively participated in the establishment of a number of financial institutions and corporations, such as Amman Stock Exchange, Jordan Mortgage Refinance Company, Jordan Loan Guarantee Corporation, Deposit Insurance Corporation, all of which have played an evident role in supporting economic development efforts in Jordan.

In addition, Schieffer has served on the board of Drew Industries, a company listed on the New York Stock Exchange.

Three other office buildings, the Medical Arts Building, Builders Exchange Building, and Midland Building, were built in addition to the Terminal Tower.

In addition to the Powelton Historic District, the Bell Telephone Exchange Building, The Powelton, Frederick A. Poth Houses, and John Shedwick Development Houses are listed on the National Register of Historic Places.

In addition, Newton North participates in the Newton-Beijing Jingshan School Exchange Program, the oldest exchange of public secondary school students between the United States and the People's Republic of China.

In addition to these, he also managed to perform his duties as Chairman of the G15 business council, President of the Nigerian Stock Exchange, Patron of the Kwame Nkrumah Foundation, Patron of the WEB Du Bois foundation, trustee of the Martin Luther King foundation and director of the International Press Institute.

In addition, Caldor's stock was delisted on the New York Stock Exchange.

In addition, many US Local Exchange Carriers are now regulated by price-cap rather than rate-of-return regulation: in 2003, of the 73 companies reporting to the ARMIS database, 22 were regulated according to an RPI-X price cap ( and a further 35 were subject to other retail price controls ).

The George-Barden Act of 1946 raised the previous increases in annual authorizations to $29 million in addition to the $7 million under the Smith Act.

In addition, Sirius has been played in a variety of TV shows and movies including the episode " Vanishing Act " of The Adventures of Jimmy Neutron: Boy Genius, and the 2009 film Cloudy with a Chance of Meatballs.

In addition, the 1947 Transport Act improved provision of rural bus services, while the Agriculture Act 1947 established a more generous subsidy system for farmers.

In many cases, OCI will pursue cases where Title 18 violations have occurred ( e. g. conspiracy, false statements, wire fraud, mail fraud ), in addition to prohibited acts as defined in Chapter III of the FD & C Act.

The Baker Act also requires that all commitment orders be reviewed every six months in addition to ensuring certain rights to the committed including the right to contact outsiders.

That the Constitution of the United States, having delegated to Congress a power to punish treason, counterfeiting the securities and current coin of the United States, piracies, and felonies committed on the high seas, and offenses against the law of nations, and no other crimes, whatsoever ; and it being true as a general principle, and one of the amendments to the Constitution having also declared, that " the powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people ," therefore the act of Congress, passed on the 14th day of July, 1798, and intitled " An Act in addition to the act intitled An Act for the punishment of certain crimes against the United States ," as also the act passed by them on the — day of June, 1798, intitled " An Act to punish frauds committed on the bank of the United States ," ( and all their other acts which assume to create, define, or punish crimes, other than those so enumerated in the Constitution ,) are altogether void, and of no force watsoever.

In addition, the Act requires states to publish water quality standards for individual water bodies to provide additional protection where the national standards are insufficient.

In addition, the Firearms Owners ' Protection Act of 1986 outlawed the manufacture of submachine guns for the civilian market and currently limits legal ownership to units produced and properly registered with the BATFE before May 1986.

As a result, Constitution ( Amendment No. 27 ) Act 1936 was first passed on 10 December 1936, which, in addition to effecting his constitutional reforms, also provides for the use of the British monarch for certain diplomatic purposes while Ireland is still in the Commonwealth, if authorized by law.

In addition, the Town and Country Planning Act 1944 gave consideration to those areas damaged in bombing raids and enabled local authorities to clear slums, while the Housing ( Temporary Accommodation ) Act passed that same year made £ 150 million available for the construction of temporary dwellings.

" The addition of the V-chip into the Telecommunications Act was helpful to attract American voters for the 1996 Clinton-Gore campaign.

On November 21, 1921, President Harding signed the Sheppard-Towner Maternity Act, the first major federal government social welfare program in the U. S. The law funded almost 3, 000 child and health centers throughout the U. S. Medical doctors were spurred to offer preventative health care measures in addition to treating ill children.

In addition, he pushed through Congress the Clayton Antitrust Act making certain business practices illegal ( such as price discrimination, agreements prohibiting retailers from handling other companies ' products, and directorates and agreements to control other companies ).

In addition to this, Wagner added a scene drawn from his own life, in which a case of mistaken identity led to a near-riot: this was to be the basis for the finale of Act 2.

In addition, he worked on a state Civil Rights Act, which would strengthen employment and housing provisions in the federal Civil Rights Act of 1964.

In addition, Humphrey " was a sponsor of the clause in the McCarran Act of 1950 threatening concentration camps for ' subversives '", and in 1954 proposed to make mere membership in the Communist Party a felony — a proposal that failed.

In addition to repealing the Maryland Toleration Act with the assistance of Protestant assemblymen, Claiborne and Bennett passed a new law barring Catholics from openly practicing their religion.

The addition of the words " or commerce among the several States " was not an additional kind of restraint to be prohibited by the Sherman Act, but was the means used to relate the prohibited restraint of trade to interstate commerce for constitutional purposes, Atlantic Cleaners & Dyers v. United States, 286 U. S. 427, 286 U. S. 434, so that Congress, through its commerce power, might suppress and penalize restraints on the competitive system which involved or affected interstate commerce.

In addition, the contracts ' enforceability depends on whether the state has passed the Uniform Computer Information Transactions Act ( UCITA ) or Anti-UCITA ( UCITA Bomb Shelter ) laws.