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The U. S. Securities and Exchange Commission ( frequently abbreviated SEC ) is a federal agency which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.
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The appointment of U Thant of Burma as the U.N.'s Acting Secretary General -- at this writing, the choice appears to be certain -- offers further proof that in politics it is more important to have no influential enemies than to have influential friends.
With the neutralists maintaining pressure for one of their own to succeed Mr. Hammarskjold, U Thant emerged as the only possible candidate unlikely to be waylaid by a veto.
U Thant of course, will hold office until the spring of 1963, when Mr. Hammarskjold's term would have come to an end.
the West may or not remain satisfied with the kind of neutralism that U Thant represents.
If Af are the projections associated with the primary decomposition of T, then each Af is a polynomial in T, and accordingly if a linear operator U commutes with T then U commutes with each of the Af, i.e., each subspace Af is invariant under U.
Near Q, both curves can be represented by analytic functions of U.
In a neighborhood of Q the difference between these functions is also a single-valued, analytic function of U.
The restrained gyro-stabilized platform with reasonable response characteristics operates with an approximate equation of motion, neglecting transient effects, as follows: Af where U is a torque applied about the output axis of the controlling gyro.
Lincoln's assassination was the first assassination of a U. S. president and sent the nation into mourning.
Lincoln has been consistently ranked by scholars and the public as one of the three greatest U. S. presidents.
In 1846, Lincoln was elected to the U. S. House of Representatives, where he served one two-year term.
Lincoln also supported the Wilmot Proviso, which, if it had been adopted, would have banned slavery in any U. S. territory won from Mexico.
Lincoln disapproved of slavery, and the spread of slavery to new U. S. territory in the west.
U and S
Douglas ' provision, which Lincoln opposed, specified settlers had the right to determine locally whether to allow slavery in new U. S. territory, rather than have such a decision restricted by the national Congress.
In late 1854, Lincoln ran as a Whig for the U. S. Senate seat from Illinois.
After the state Republican party convention nominated him for the U. S. Senate in 1858, Lincoln delivered his House Divided Speech, drawing on: " A house divided against itself cannot stand.
The stage was then set for the campaign for statewide election of the Illinois legislature which would, in turn, select Lincoln or Douglas as its U. S. senator.
Douglas said that Lincoln was defying the authority of the U. S. Supreme Court and the Dred Scott decision.
The U. S. Navy illegally intercepted a British merchant ship the Trent on the high seas and seized two Confederate envoys ; Britain protested vehemently while the U. S. cheered.
He argued before and during his election that the eventual extinction of slavery would result from preventing its expansion into new U. S. territory.
Anthropologists ' involvement with the U. S. government, in particular, has caused bitter controversy within the discipline.
Austin is the capital of the U. S. state of Texas.
The world's smallest known vertebrate, Paedophryne amauensis, sitting on a Dime ( United States coin ) | U. S. dime, 17. 91mm, for scale
The land went through several administrative changes before becoming an organized ( or incorporated ) territory on May 11, 1912, and the 49th state of the U. S. on January 3, 1959.
Alaska has a longer coastline than all the other U. S. states combined .< ref >
* U. S. House Committee on Agriculture – Glossary of agricultural terms, programs and laws
* Americans with Disabilities Act of 1990, U. S. law that prohibits discrimination on the basis of disability
* Anti-Deficiency Act, U. S. law that prohibits the federal government from incurring debts not authorized by Congress
In the U. S. federal court system, criminal defendants must file a notice of appeal within 10 days of the entry of either the judgment or the order being appealed, or the right to appeal is forfeited.
Many U. S. jurisdictions title their appellate court a court of appeal or court of appeals.
U and Securities
A U. S. Securities and Exchange Commission investigation did result in convictions against the McDougals for their role in the Whitewater project, but the Clintons themselves were never charged, and Clinton maintains innocence in the affair.
* Borland Software Corporation, U. S. Securities and Exchange Commission Form 8-K filing, July 27, 2009 ( formally notifying SEC of the Change of Control under which Borland became a Micro Focus subsidiary )
The pair remain close although Cox was chairman of the U. S. Securities and Exchange Commission until he was forced to resign as chairman of the SEC on January 20, 2009 due to multiple allegations of fraud.
The Reserve Banks ' wholesale services include electronically transferring funds through the Fedwire Funds Service and transferring securities issued by the U. S. government, its agencies, and certain other entities through the Fedwire Securities Service.
In the United States, the Federal Trade Commission has oversight of franchising, rather than the U. S. Securities and Exchange Commission.
* U. S. Securities and Exchange Commission
Nevertheless, the U. S. Securities and Exchange Commission prosecutes over 50 cases each year, with many being settled administratively out of court.
Thomas Newkirk and Melissa Robertson of the U. S. Securities and Exchange Commission ( SEC ) summarize the development of U. S. insider trading laws.
* 1934 – New Deal: U. S. President Franklin D. Roosevelt signs the Securities Act of 1933 into law, establishing the U. S. Securities and Exchange Commission.
* 1933 – New Deal: The U. S. Federal Securities Act is signed into law requiring the registration of securities with the Federal Trade Commission.
* February 18 – U. S. President Roosevelt prosecutes the Northern Securities Company for violation of the Sherman Act.
* June 6 – New Deal: U. S. President Franklin D. Roosevelt signs the Securities Exchange Act into law, establishing the U. S. Securities and Exchange Commission.
Andrew Stuart Fastow ( born December 22, 1961 ) is an American businessman who served as the chief financial officer of Enron Corporation that was based in Houston, Texas until the U. S. Securities and Exchange Commission opened an investigation into his and the company's conduct in 2001.
Since the U. S. Securities and Exchange Commission does not allow convicted felons to audit public companies, the firm agreed to surrender its CPA licenses and its right to practice before the SEC on August 31, 2002-effectively putting the firm out of business.
Financial regulators, such as the UK's Financial Services Authority ( FSA ) or the U. S. Securities and Exchange Commission ( SEC ), oversee the capital markets in their designated jurisdictions to ensure that investors are protected against fraud, among other duties.
* Ex-Dividend Dates: When Are You Entitled to Stock and Cash Dividends – U. S. Securities and Exchange Commission
In the U. S., the principal trade organization for securities dealers is the Securities Industry and Financial Markets Association, which is the result of the merger of the Securities Industry Association and the Bond Market Association.
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