These sections also both prohibit hedge funds from selling their securities through public offerings.

These laws, contained in sections 5311 through 5332 of Title 31 of the United States Code, require financial institutions, which under the current definition include a broad array of entities, including banks, credit card companies, life insurers, money service businesses and broker-dealers in securities, to report certain transactions to the United States Treasury.

These receipts are securities which may be freely bought or sold.

These bank notes were not to be backed by just government bonds, but also just about any securities the banks were holding.

These laws were enacted and enforced at the state level and regulated the offering and sale of securities to protect the public from fraud.

These scandals, which cost investors billions of dollars when the share prices of affected companies collapsed, shook public confidence in the nation's securities markets.

These surpluses are given to the U. S. Treasury ( and thus become part of the general federal budget ) in exchange for special U. S. government securities, which are deposited into the trust funds.

These assets are generally Treasury securities which have been purchased by the Federal Reserve through its Federal Open Market Committee in a process called debt monetizing.

These securities are traded and settled in the same way as ordinary shares, but the ASX provides information such as their maturity, effective interest rate, etc., to aid comparison.

These expenses fall into five categories: distribution charges ( sales loads and 12b-1 fees ), the management fee, other fund expenses, shareholder transaction fees and securities transaction fees.

These are essentially large proprietary computer networks on which brokers could list a certain amount of securities to sell at a certain price ( the asking price or " ask ") or offer to buy a certain amount of securities at a certain price ( the " bid ").

These securities, or “ pools ” of mortgage loans, are used as collateral for the issuance of securities on Wall Street.

These securities are more volatile than stock and should encourage the holders to manage those positions with a view to reducing that risk.

These discussions ultimately resulted in the firm's acquisition by Lehman on October 31, 2003, for approximately $ 2. 63 billion in cash and securities.

These accounts allow clients to borrow funds to buy securities.

These transactions may be executed on a futures exchange or securities exchange, as well as off-exchange in the over-the-counter ( OTC ) market.

These arrangements allowed the company to float new bond issues to replace existing debt and to issue securities in lieu of interest.

These five different classes or series of securities are offered in a single document.

These subsidiaries dealt in securities and prepared equity research in London, Paris, Frankfurt, Zurich, Nyon ( 25km from Geneva ), Milan, Madrid and Amsterdam.

These laws severely restricted the rights of blacks to hold property, including chattels and real property and many forms of personal property ; to form legally enforceable contracts or enter into agreements involving securities, or other negotiable or commercial paper.

( These securities usually have a negative effective duration.

These markets are generally only available to institutional or accredited investors and allow trading of unregistered and private company securities.

These became known as Syro-Hittite states.

These were commonly referred to as " Arians " due to their rejection of the Trinity, though in fact the Socinians, as they were later known, went further than Arius to the position of Photinus.

These holes collectively make up what is known as the selenizone which form as the shell grows.

These brokers came to be known as the curbstone brokers, as they conducted their auctions out in the street.

These are the known ancestors of Afonso Henriques, going back five generations.

These include Hindu astrology ( also known as " Indian astrology " and in modern times referred to as " Vedic astrology ") and Chinese astrology, both of which have influenced the world's cultural history.

These are the first pure landscape studies known in Western art.

These are the smallest of the AC enzyme classes ; the AC-IV from Yersinia is a dimer of 19 kDa subunits with no known regulatory components.

These are of the type known as " inginocchiata ", " kneeling " on two brackets.

These ions, under the influence of the electric field, are accelerated into the cathode surface containing the sample, bombarding the sample and causing neutral sample atom ejection through the process known as sputtering.

These compounds, e. g. calicheamicin, are some of the most aggressive antitumor drugs known, so much so that the ene-diyne subunit is sometimes referred to as a " warhead.

These 10 residues are then known as angiotensin I. Angiotensin converting enzyme ( ACE ) then removes a further two residues which converts angiotensin I into angiotensin II.

These 390 square kilometres of limestone-covered landscape is also known for its underground caverns.

These poles and zone-lines, whilst inducing fluctuations in data density in the reconstructed datasets, which can prove problematic during post-analysis, are critical for determining information such as angular magnification, as the crystallographic relationships between features are typically well known.

These are sometimes known as signature bridges.

These Orkhon inscriptions are the first known texts in the Old Turkic language.

These became known as the Negro Leagues, though these leagues never had any formal overall structure comparable to the Major Leagues.

These models were known as dwarf safeties, or safety bicycles, for their lower seat height and better weight distribution ( although without pneumatic tires the ride of the smaller-wheeled bicycle would be much rougher than that of the larger-wheeled variety ).

These events are usually separated by periods of " normal " mood ; but, in some individuals, depression and mania may rapidly alternate, which is known as rapid cycling.

These antibiotics have a common element in their molecular structure: a four-atom ring known as a beta-lactam.

These linear combinations are also known as Bessel functions of the third kind ; they are two linearly independent solutions of Bessel's differential equation.

These land parcels were then handed to Dutch planters known as perkeniers of which 34 were on Lontar, 31 on Ai and 3 on Neira.

These styles are known because of the importance of Irish and Scottish people in the English speaking world, especially in the United States, where they had a profound impact on American music, particularly bluegrass and country music.

These families are now known to be only distantly related.