According to a report by the International Organization of Securities Commissions, the most common tactic is the direct regulation of financial advisers — including hedge fund managers, which is primarily intended to protect investors against fraud.

According to U. S. Securities and Exchange Commission ( SEC ), Stewart avoided a loss of $ 45, 673 by selling all 3, 928 shares of her ImClone Systems stock on December 27, 2001, after receiving material, nonpublic information from Peter Bacanovic, who was Stewart's broker at Merrill Lynch.

According to professor Frank Partnoy, the regulation of CRAs by the Securities and Exchange Commission ( SEC ) and the FED has eliminated competition between CRAs and practically forced market participants to use the services of the three big agencies, Standard and Poor's, Moody's and Fitch.

According to documents filed with the Securities and Exchange Commission, in 1999 the company had revenue of $ 3. 5 million, with a resulting net loss of $ 26. 3 million.

* On December 22, 2004, “ the Securities and Exchange Commission, NASD and the New York Stock Exchange announced .. enforcement proceedings against Edward D. Jones & Co., L. P., a registered broker-dealer headquartered in St. Louis, Missouri .” According to the announcement, “ Edward Jones failed to adequately disclose revenue sharing payments that it received from a select group of mutual fund families that Edward Jones recommended to its customers .” The company agreed to “ pay $ 75 million in disgorgement and civil penalties.

According to the United States Securities and Exchange Commission, the two main methods used by these criminals are:

According to an NHL-commissioned report prepared by former U. S. Securities and Exchange Commission chairman Arthur Levitt, prior to 2004 – 05, NHL clubs spent about 76 percent of their gross revenues on players ' salaries – a figure far higher than those in other North American sports – and collectively lost US $ 273 million during the 2002 – 03 season.

According to the West Corporation, his practice areas include Securities Law, Antitrust Law, and Consumer Protection.

According to U. S. Securities and Exchange Commission, losses of victims were at least USD 5. 5 million.

According to the FT " the Securities and Exchange Commission ( SEC ) in the US, the UK's HM Revenue & Customs ( HMRC ), and Companies House in Singapore have begun to require companies to use it, and other regulators are following suit .".

According to the amended Securities Registration and Issuance Regulation – 2065, hydropower companies must float shares for the locals before they open the issue for general public.

According to statistics from 2003, the Osaka Securities Exchange handled 59 % of the stock price index futures market in Japan, and almost 100 % of trading in the options market.

According to RBC Dominion Securities, yearly trust cash distributions amounted to C $ 16 billion in 2005, not including potential capital gains taxes on trust conversions.

According to documents Pfizer filed with the Securities and Exchange Commission, Mr. McKinnell received a base salary in 2005 of $ 2, 270, 500, and a bonus of $ 3, 700, 000.

According to COSO, these components provide an effective framework for describing and analyzing the internal control system implemented in an organization as required by financial regulations ( see Securities Exchange Act of 1934 ,) The five components are the following:

According to the Securities Law, SASE members can only be legal entities-brokerage houses whos sole activity is trading in securities, with headquarters in Bosnia and Hercegovina.

According to a tweet by Industry Minister Tony Clement, unless the CRTC reverses this decision, the government will use its override power to reverse the decision.

According to Finkelstein, Elie Wiesel characterizes any suggestion that he has profited from the " Holocaust Industry ", or even any criticism at all, as Holocaust denial.

According to the Recording Industry Association of America, Led Zeppelin are the fourth-highest-selling music act in the US and one of only three acts to earn four or more Diamond albums.

According to a recent report by the Ministry of Finance and Industry, nominal GDP rose by 20. 8 % in 2012 to $ 360 billion, compared with $ 298 billion in 2011.

According to the Recording Industry Association of America, The Beatles is The Beatles ' best-selling album at 19-times platinum and the tenth-best-selling album of all time in the United States.

According to Richard Arnold, NCR Vice President, Retail Industry Marketing, " Experticity's innovative live video technology paired with flexible and robust self-service kiosks from NCR provides retailers with a way to redefine the in-store experience for their customers, while also improving business efficiencies by optimizing staffing resources.

According to Tan Sri Rafidah Aziz, former Minister of Trade and Industry, the policy was to create " Towering Malays ".

According to the Recording Industry Association of America, Van Halen is the 19th best-selling band / artist in United States history, with sales of over 56 million albums in the U. S. and over 86 million albums worldwide, ( with the band's former record company, Warner Bros. Records, last certifying Van Halen's albums in 2004.

" According to Industry Week magazine, Grove feared that the " brilliance that sparked the creation of Intel " during its early years, " might come to nothing if somebody didn't pay attention to details.

According to the 2003 PricewaterhouseCoopers Global Forest & Paper Industry Survey, the top 10 forest and paper products companies in Japan were:

According to the 2009 PricewaterhouseCoopers Global Forest & Paper Industry Survey, the top 10 forest and paper products companies in Europe were:

According to the " Survey of China Internet Café Industry " by the People's Republic of China Ministry of Culture in 2005, Mainland China has 110, 000 Internet cafés, with more than 1, 000, 000 employees contributing 18, 500, 000, 000 yuan to P. R.

According to the Canadian Record Industry Association ( CRIA ), in April 2006 the album went platinum in Canada selling over 100, 000 copies.

According to a 2006 report by the Recording Industry Association of Japan, more than three million people had tried Winny, and it has alternated with WinMX as the most popular file-sharing program in Japan.

According to a 2010 special report on trail running published by the Outdoor Industry Foundation, " 4. 8 million Americans ages 6 and older participated in trail running in 2009.

According to the Brazilian Ministry of Development, Industry and Foreign Trade, the major destinations for exported carnauba wax are:

According to the ATM Industry Association, there are now more than 1. 7 million installed worldwide.

According to the British Phonographic Industry ( BPI ), it has shipped over 600, 000 copies there, being certified Platinum.

According to the Pennsylvania Department of Labor and Industry, Philadelphians contributed relief funds of $ 18, 000.

According to Industry Canada's TV database, as of August 2012, the station no longer has a broadcast license for the last transmitter noted.

According to historian Roy Medvedev, Ordjonikidze opposed the purges of Stalin, Lazar Kaganovich and Nikolai Yezhov and the arrest of his deputy in the Commissariat of Heavy Industry, Georgy Pyatakov.

According to a search of records at the British Motor Industry Heritage Trust ( BMIHT ), 62 pre-production cars, all Fixedheads, were made in three batches during 1977, at the same time as the pre-production runs for the convertibles and TR7 V8s.

According to Clinton Heylin, author of Bootleg: The Rise & Fall of the Secret Recording Industry, the five most bootlegged artists are The Beatles, Led Zeppelin, The Rolling Stones, Bob Dylan and Bruce Springsteen.

According to the Annual Wind Industry Report for year-end 2008 published by the American Wind Energy Association ( AWEA ), Xcel Energy is the largest investor-owned wind power provider.

According to the Biotechnology Industry Organization, " more than 50 biorefinery facilities are being built across North America to apply metabolic engineering to produce biofuels and chemicals from renewable biomass which can help reduce greenhouse gas emissions ".