According to a report by the International Organization of Securities Commissions, the most common tactic is the direct regulation of financial advisers — including hedge fund managers, which is primarily intended to protect investors against fraud.

According to U. S. Securities and Exchange Commission ( SEC ), Stewart avoided a loss of $ 45, 673 by selling all 3, 928 shares of her ImClone Systems stock on December 27, 2001, after receiving material, nonpublic information from Peter Bacanovic, who was Stewart's broker at Merrill Lynch.

According to professor Frank Partnoy, the regulation of CRAs by the Securities and Exchange Commission ( SEC ) and the FED has eliminated competition between CRAs and practically forced market participants to use the services of the three big agencies, Standard and Poor's, Moody's and Fitch.

According to documents filed with the Securities and Exchange Commission, in 1999 the company had revenue of $ 3. 5 million, with a resulting net loss of $ 26. 3 million.

* On December 22, 2004, “ the Securities and Exchange Commission, NASD and the New York Stock Exchange announced .. enforcement proceedings against Edward D. Jones & Co., L. P., a registered broker-dealer headquartered in St. Louis, Missouri .” According to the announcement, “ Edward Jones failed to adequately disclose revenue sharing payments that it received from a select group of mutual fund families that Edward Jones recommended to its customers .” The company agreed to “ pay $ 75 million in disgorgement and civil penalties.

According to the United States Securities and Exchange Commission, the two main methods used by these criminals are:

According to an NHL-commissioned report prepared by former U. S. Securities and Exchange Commission chairman Arthur Levitt, prior to 2004 – 05, NHL clubs spent about 76 percent of their gross revenues on players ' salaries – a figure far higher than those in other North American sports – and collectively lost US $ 273 million during the 2002 – 03 season.

According to the West Corporation, his practice areas include Securities Law, Antitrust Law, and Consumer Protection.

According to U. S. Securities and Exchange Commission, losses of victims were at least USD 5. 5 million.

According to the FT " the Securities and Exchange Commission ( SEC ) in the US, the UK's HM Revenue & Customs ( HMRC ), and Companies House in Singapore have begun to require companies to use it, and other regulators are following suit .".

According to the amended Securities Registration and Issuance Regulation – 2065, hydropower companies must float shares for the locals before they open the issue for general public.

According to statistics from 2003, the Osaka Securities Exchange handled 59 % of the stock price index futures market in Japan, and almost 100 % of trading in the options market.

According to RBC Dominion Securities, yearly trust cash distributions amounted to C $ 16 billion in 2005, not including potential capital gains taxes on trust conversions.

According to documents Pfizer filed with the Securities and Exchange Commission, Mr. McKinnell received a base salary in 2005 of $ 2, 270, 500, and a bonus of $ 3, 700, 000.

According to COSO, these components provide an effective framework for describing and analyzing the internal control system implemented in an organization as required by financial regulations ( see Securities Exchange Act of 1934 ,) The five components are the following:

According to the Securities Industry and Financial Markets Association ( SIFMA ), as of Q2 2011, the U. S. bond market size is ( in trillions of dollars )

According to some traditional interpretations of the Book of Exodus, Book of Numbers, and the Letter to the Hebrews the Ark also contained Aaron's rod, a jar of manna and the first Torah scroll as written by Moses ; however, the first of the Books of Kings says that at the time of king Solomon, the Ark contained only the two Tablets of the Law.

" According to University of Richmond Law Review, " When offering an Alford plea, a defendant asserts his innocence but admits that sufficient evidence exists to convict him of the offense.

According to his Iron Law of Wages, wages could never rise beyond subsistence levels.

According to David, the Romano-Germanic legal systems included those countries where legal science was formulated according to Roman Law, whereas common law countries are those where law was created from the judges.

* Rule According to Higher Law

According to Christian Tradition and Canon Law, the Coptic Orthodox Church of Alexandria only ordains men to the priesthood and episcopate, and if they wish to be married, they must be married before they are ordained.

* Territorial Jurisdiction According to Orthodox Canon Law.

According to M. S. Fischer, reconsideration of the Biogenetic Law is possible as a result of two fundamental innovations in biology since Haeckel's time: cladistics and developmental genetics.

According to Handel's first biographer, John Mainwaring, he " had discovered such a strong propensity to Music, that his father who always intended him for the study of the Civil Law, had reason to be alarmed.

According to the Sino-British Joint Declaration ( 1984 ) and the Basic Law, Hong Kong will retain its political, economic, and judicial systems and unique way of life and continue to participate in international agreements and organisations as a dependent territory for at least 50 years after retrocession.

:: Example 2 ( parliamentary republic ): According to Chapter V, Article 60 ( 2 ) of the Basic Law of the Federal Republic of Germany:

According to the Federal Expellee Law Par.

According to Salic Law Hanover could only be inherited by males.

According to Leibniz's Law, therefore, they would be the same ship.

* Rule According to Higher Law

According to traditional Jewish Law, a Jew is anyone born of a Jewish mother or converted to Judaism in accordance with Jewish Law.

According to Jewish tradition, God gave both the Written Law ( Torah ) and the Oral Law ( additional laws and customs meant to be passed down from teacher to student ) to Moses on Mount Sinai.

* Rule According to Higher Law

According to the 10th century Gulating Law, a ship with 13 rowing benches is the smallest ship suitable for military use.

According to the Law on Stationing Troops in the Macau Special Administrative Region ( or Macau Garrison Law, passed by the NPC Standing Committee on June 28, 1999 ), the mission of the PLA in Macau is to defend the special administrative region by " preventing and resisting aggression ; safe-guarding the security of Macau ; undertaking defence services ; managing military facilities ; and handling related foreign military affairs.

According to the historic view of the Jewish faith, allegorically the Oral Law ( Torah she-be ' al-peh ) was also given to Moses at Sinai, and is the exposition of the Written Law as relayed by the scholarly and other religious leaders of each generation.

According to a newspaper report of the 1961 statistics of the Church of England, the `` total of confirmed members is 9,748,000, but only 2,887,671 are registered on the parochial church rolls '', and `` over 27 million people in England are baptized into the Church of England, but roughly only a tenth of them continue ''.

According to Pasternak, during the 1937 show trial of General Iona Yakir and Marshal Mikhail Tukhachevsky, the Union of Soviet Writers requested all members to add their names to a statement supporting the death penalty for the defendants.

According to the Corporate Library's study, the average size of publicly traded company's board is 9. 2 members, and most boards range from 3 to 31 members.

According to historian Christopher Moore, coalition governments in Canada became much less possible in 1919 when the leaders of parties were no longer chosen by elected MPs, but instead began to be chosen by party members.

According to Charles Darwin's 1859 theory of natural selection, features such as camouflage evolved by providing individual animals with a reproductive advantage, enabling them to leave more offspring, on average, than other members of the same species.

According to Fundamentals of Physics ( 4 ed., Wiley, 1993 ), by David Halliday, Robert Resnick and Jearl Walker, on page 30, Chapter Two, " Motion along a Straight Line ", Joe Sprinz, at the time in question, a member of the San Francisco Ball Club, and formerly of the Indians, attempted to beat the World Record for catching a baseball dropped from a great height, set by members of the 1938 Cleveland Indians, who had done so at 700 feet, with balls dropped from a building.

According to data provided by TFI to researcher Bill Bainbridge, from 1974 until 1987, members had sexual contact with 223, 989 people while practicing Flirty Fishing.

According to Francis King, historical evidence shows that there were " twenty three members of a flourishing Second Order under Berridge-Mathers in 1913.

According to Erika Steinbach only 100, 000 of the members contribute financially.

According to Don Rosa, Huey, Dewey and Louie became members of the Junior Woodchucks when they were around 11 years old.

According to CIA operational cables, only then did he tell his " fabricated " story about Al Qaeda members being dispatched to Iraq.

According to observations in several regions, all male and female killer whale pod members participate in the care of the young.

According to the 1969 Annual Report of the Bureau, it had 1, 030 members, of whom 588 were from the UK.

According to author Michael Moorcock, in 1967 Niven was among those Science Fiction Writers of America members who voiced opposition to the Vietnam War.

According to the Cologne Mani-Codex, Mani's parents were members of the religious sect of Elcesaites.

According to the Masurian Institute the Masurian members of resistance against Nazi Germany who survived the war, became active in 1945 in the region, working in Olsztyn in cooperation with new state authorities in administration, education and cultural affairs

According to the San Francisco Chronicle, by 1989 Unification Church members preferred to be called " Unificationists " rather than " Moonies.

According to the initial measure, starting in 2012, each coffee shop was to operate like a private club with some 1, 000 to 1, 500 members.

According to Nicolaevsky, Bukharin spoke of " the mass annihilation of completely defenseless men, with women and children " under forced collectivization and liquidation of kulaks as a class that dehumanized the Party members with " the profound psychological change in those communists who took part in the campaign.

According to Eysenck, members of both ideologies were tough-minded.

According to contemporary John Bargrave, in 1636 members of the Spanish faction of the College of Cardinals were so horrified by the conduct of Pope Urban VIII that they conspired to have him arrested and imprisoned ( or killed ) so that they could replace him with a new pope ; namely Laudivio Zacchia.

According to Kuhn, " A paradigm is what members of a scientific community, and they alone, share.

According to a December report by the Corporación Nuevo Arco Iris NGO, 473 FARC-EP guerrillas and 357 members of the Colombian security forces died in combat between January and September 2010.

According to Corporación Nuevo Arco Iris, FARC-EP killed 429 members of the Colombian government's security forces between January and October 2011.